Compliance Solutions for Investment Advisers

Registration Transition News – Fee Waivers

At least a little bit of good news for transitioning advisers . . .

The following states have waived registration fees for transitioning advisers that are currently notice filed in the state:

Alabama, Arkansas, Colorado, DC, Georgia, Idaho, Illinois, Iowa, Kentucky, Maryland, Michigan, Massachusetts, Minnesota, Mississippi, New Hampshire, New Jersey, New Mexico, Oregon, Puerto Rico, Rhode Island, Vermont and Washington.

Shame on the rest of the states for not doing the same.

 

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