Compliance Solutions for Investment Advisers

Some States Extend ADV 2 Deadline

There is an interesting article in today’s Investment News about how some states have extended the filing deadline for the new ADV 2 (and I say this not just because I am quoted in the article). These states include:

Connecticut (June 1, 2011);

Colorado (June 30, 2011);

Kentucky (July 1, 2011);

Pennsylvania (Sept. 30, 2011); and

Texas (March 31, 2012).

Please let me know if your state has extended the ADV 2A filing deadline.

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