Compliance Solutions for Investment Advisers

Terms of Sale

This Terms of Sale Agreement (this “Agreement”) constitutes a binding legal contract between you and U.S. Compliance Consultants, LLC, the owner and operator of the web site (the “Site”). By ordering any Tool or Service via the Site, you signify your acceptance of this Agreement, as it may be amended or supplemented from time to time.


In this Agreement, “we” means U.S. Compliance Consultants, LLC (and “us” and “our” will be construed accordingly); and “you” means our customer or potential customer for Tools and Services (and “your” will be construed accordingly).

The Tools and Services

A detailed description of our Tools and Services can be found on the Site.

Price and Payment

Prices for the Tools and Services are quoted on the Site. The prices include all taxes (where applicable). Prices for the Tools and Services are liable to change at any time, provided, however, that changes will not affect contracts which have already come into force. Payment for all Tools must be made online via major credit card or Paypal.

All Sales Final

Unlike physical goods, electronically distributed information can be easily duplicated. Accordingly, it is our policy that all sales of Tools are final and the customer may not request a refund or credit. Once you have purchased digital content, we encourage you to download it promptly and to make back-up copies of it. You will be permitted to download the digital content from the link provided a total of two (2) times. After two (2) downloads or thirty (30) days, whichever comes first, the link will be rendered inoperable. If you are unable to complete a download, please contact our Customer Care group at or call us at 888-798-2930. You bear all risk of loss due to a computer or hard drive crash.

Limited Use

The Tools offered for sale on the Site have been prepared for the internal use of financial services professionals and their supervised persons (“rightful purchaser”). Tools may not be downloaded or used in any manner by compliance consultants, attorney’s or others who offer consulting services to financial services professionals. The rightful purchaser acquires only a copy of the Tools purchased and a non-exclusive, non-transferable right to use the content internally for use in their financial services business. The rightful purchaser may not reproduce, distribute, republish or create derivative works from the Tools except as expressly provided for herein. U.S. Compliance Consultants, LLC retains sole ownership of the copyright in the Tools and all rights related thereto.

Entire Agreement

This Agreement sets forth the entire agreement between us with regard to the subject matter hereof.  No other agreements, representations, or warranties have been made by either party to the other with respect to the subject matter of this Agreement, except as referenced herein.

Governing Law

This Agreement shall be governed by and construed in accordance with the laws of the State of Connecticut, without regard to conflicts of laws provisions, sole and exclusive jurisdiction for any action or proceeding arising out of or related to this agreement shall be an appropriate state or federal court located in the State of Connecticut.

No Partnership

Nothing contained herein shall be deemed to establish a partnership, joint venture, association, or employment relationship between us.


We may assign our rights and duties under this Agreement to any party at any time without prior notice to you.


Our failure to enforce any provision of this Agreement shall not constitute a waiver of any provision or right.


If any of the provisions of this Agreement are found or deemed by a court to be invalid or unenforceable, they shall be severable from the remainder of this Agreement and shall not cause the invalidity or unenforceability of the remainder of this Agreement.