Compliance Solutions for Investment Advisers

Wrap Fee Program Brochure

If you sponsor a wrap fee program, you must give a wrap fee program brochure to each client of the wrap fee program.  The wrap fee program brochure is required to be in a narrative containing information about the advisory firm.  There is no standard form for this document.  Instead, the SEC has provided general instructions for preparing this narrative brochure.

U.S. Compliance Consultants can assist you in preparing this Form as required by the SEC or your state regulator through our comprehensive Registration Services or through direct preparation of your custom wrap fee program brochure. We also provide a model wrap fee program brochure from which you can work to draft your own customized narrative brochure.