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Archives: Testimonials

25 Aug 2017

“They are tremendously proactive. Even before the new DOL Rule took effect, we had new policies and procedures in place.”

by Scott | | 0

Jeff Mehler, Principal | Jeffrey N. Mehler CFP®, LLC

25 Aug 2017

“When the compliance department is just you, then you need the support of a firm like this.”

by Scott | | 0

Seth Varnhagen, Principal | North Castle Advisors, LLC

25 Aug 2017

“Knowledgeable and proactive – the two attributes you want to see in your compliance consultant.”

by Scott | | 0

Lesley Murray, Chief Compliance Officer | New Century Asset Management, LLC

24 Aug 2017

“From start to finish the registration process was easy and seamless.”

by Scott | | 0

Seth Stammler, Principal | Bluestone Financial Management, LLC

24 Aug 2017

“They have been our compliance consultant for over ten years. I think that speaks for itself.”

by Scott | | 0

Mark Briggs, Chief Compliance Officer | Briggs Wealth Management, LLC

25 Jul 2017

“They were so responsive during the registration process that we kept them on as our full-time consultants.”

by Toban Penner | | 0

Daniel Schwartz, Principal | Nine Rivers, LLC

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