Advisers have a fiduciary responsibility to minimize client harm in the event the firm loses key advisory personnel. Advance planning and preparation is the only way to assure the continuity of advisory services to your clients. We can provide you with business succession planning services that allows you to satisfy your regulatory obligations and monetize the value of your advisory business.

Our Business Succession service includes:

  • Business succession consulting
  • Advising on regulatory issues
  • Assisting with valuation issues
  • Drafting the business succession agreement
  • Serving as a repository for client notifications
  • Assisting with the transition of clients to the successor advisor