SEC Answers Form ADV 2A Questions

On March 18, 2011, the SEC issued “Staff Responses to Questions About Part 2 of Form ADV.” Putting aside for the moment that the SEC waited until 13 days before the deadline to post this helpful material, there are a few helpful tidbits that are worth a look.

A full text of the Staff Responses can be found at:

www.sec.gov/divisions/investment/form-adv-part-2-faq.htm