“They are tremendously proactive. Even before the new DOL Rule took effect, we had new policies and procedures in place.”
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Jeff Mehler, Principal | Jeffrey N. Mehler CFP®, LLC
“When the compliance department is just you, then you need the support of a firm like this.”
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Seth Varnhagen, Principal | North Castle Advisors, LLC
“Knowledgeable and proactive – the two attributes you want to see in your compliance consultant.”
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Lesley Murray, Chief Compliance Officer | New Century Asset Management, LLC
“From start to finish the registration process was easy and seamless.”
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Seth Stammler, Principal | Bluestone Financial Management, LLC
“They have been our compliance consultant for over ten years. I think that speaks for itself.”
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Mark Briggs, Chief Compliance Officer | Briggs Wealth Management, LLC
“They were so responsive during the registration process that we kept them on as our full-time consultants.”
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Daniel Schwartz, Principal | Nine Rivers, LLC